Dennis M. Gunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Gunn was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1992. Dennis had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2014 - October 1, 2015
FREEDOM INVESTORS CORP.
October 19, 2011 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
July 18, 2008 - September 24, 2010
SOUTH LAKE AVENUE SECURITIES CORPORATION
December 7, 2007 - May 22, 2008
XNERGY FINANCIAL LLC
February 26, 2007 - April 9, 2007
JESUP & LAMONT SECURITIES CORP
August 3, 2004 - September 8, 2005
QUEST CAPITAL STRATEGIES, INC.
April 16, 2002 - December 20, 2002
INTREPID SECURITIES, INC.
May 21, 1998 - December 20, 1999
INTREPID SECURITIES, INC.
March 27, 1998 - April 20, 1998
INTREPID SECURITIES, INC.
October 3, 1994 - March 30, 1998
PROVIDENTIAL SECURITIES, INC.
February 17, 1993 - October 10, 1994
WILLIAM LAWRENCE SECURITIES, INC.
August 13, 1992 - March 17, 1993
W.J. GALLAGHER & COMPANY, INC.
July 13, 1992 - July 30, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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