Charles F. Farmer

KNOX WEALTH PARTNERS ADVISORY

Knoxville, TN 37932

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CRD#: 2245087

Professional summary

Charles Ford Farmer is a registered financial advisor currently at KNOX WEALTH PARTNERS ADVISORY located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Charles has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Ford Farmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2017 - Present

KNOX WEALTH PARTNERS ADVISORY

Office #1: 10710 Murdock Drive Suite 101, Knoxville, TN 37932

RIA

CRD#: 288580

Knoxville, TN

Current

November 26, 2012 - Present

LPL FINANCIAL LLC

Office #1: 10710 Murdock Dr, Suite 101, Knoxville, TN 37932

RIA

CRD#: 6413

Knoxville, TN

Past

November 27, 2012 - November 8, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

KNOXVILLE, TN

Past

June 14, 2010 - December 11, 2012

OSAIC FS, INC.

RIA

CRD#: 3870

KNOXVILLE, TN

Past

May 28, 2010 - December 11, 2012

OSAIC FS, INC.

CRD#: 3870

KNOXVILLE, TN

Past

October 29, 2004 - November 10, 2008

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

KNOXVILLE, TN

Past

October 29, 2004 - November 10, 2008

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

KNOXVILLE, TN

Past

March 16, 2004 - October 19, 2004

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

KNOXVILLE, TN

Past

January 28, 2002 - October 19, 2004

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

June 19, 1992 - March 27, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNOX WEALTH PARTNERS ADVISORY

KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC

CRD#: 288580 / SEC#: 801-110743

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(11/27/2012)

IAR

Tennessee
(7/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/18/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KNOX WEALTH PARTNERS ADVISORY

KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC

CRD#: 288580 / SEC#: 801-110743

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

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Contact information

Main Address

10710 Murdock Drive Suite 101, Knoxville, TN 37932

Mailing Address

Phone number

(865) 291-2422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KWPA FORM ADV PART 2A (3/12/2025)

KWPA WRAP FEE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	828
AUM (Assets Under Management)	$ 231,274,258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Charles F. Farmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Ford Farmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNOX WEALTH PARTNERS ADVISORY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

KNOX WEALTH PARTNERS ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/1992

SIE

Date: 10/1/2018

Series 6

Date: 6/18/1992

FINRA

Current Firm

KNOX WEALTH PARTNERS ADVISORY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNOX WEALTH PARTNERS ADVISORY

TRUST BUT VERIFY

Contact information

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