CF
Charles F. Farmer
KNOX WEALTH PARTNERS ADVISORY
Knoxville, TN 37932
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CRD#: 2245087
CF
Professional summary
Charles Ford Farmer is a registered financial advisor currently at KNOX WEALTH PARTNERS ADVISORY located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Charles has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/14/2012 - Alliance Financial, Inc - Business Entity for Tax purposes only - INV REL-AT BUSINESS LOCATION(S); Business Entity for Tax purposes only; TIME SPENT 5%. 2. 11/26/2012 - PRESBYTERY OF EAST TENNESSEE, PCUSA - COMMUNITY, CIVIC AND CHARITABLE BOARD - MINISTER - 5% OF TIME SPENT 3. 10/6/2014: KNOX WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 10/10/2014 - 120 Hours Per Month/7 Hours During Securities Trading. 4. 10/19/2015 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - START 06/01/1991 - 10 Hours Per Month During Securities Trading. 5. 6/15/2017 - Knox Wealth Partners Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2017 - 80 Hours Per Month During Securities Trading. 6. 7/27/2017 - Knox Wealth Partners Advisory LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - started 07/05/2017 - 80 Hours Per Month/70 Hours During Securities Trading - I provide investment advisory services through Knox Wealth Partners Advisory LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/25/2020 - KWP Properties, LLC - Not Investment Related - 10710 Murdock Dr.; Suite 101; Knoxville, TN 37932 - Business Entity For Tax/Investment Purposes Only - Started 04/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Owner occupied Commercial Office Building.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Ford Farmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2017 - Present
KNOX WEALTH PARTNERS ADVISORY
Office #1: 10710 Murdock Drive Suite 101, Knoxville, TN 37932RIA
CRD#: 288580
Knoxville, TN
Current
November 26, 2012 - Present
LPL FINANCIAL LLC
Office #1: 10710 Murdock Dr, Suite 101, Knoxville, TN 37932RIA
BD
CRD#: 6413
Knoxville, TN
Past
November 27, 2012 - November 8, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
KNOXVILLE, TN
Past
June 14, 2010 - December 11, 2012
OSAIC FS, INC.
RIA
CRD#: 3870
KNOXVILLE, TN
Past
May 28, 2010 - December 11, 2012
OSAIC FS, INC.
BD
CRD#: 3870
KNOXVILLE, TN
Past
October 29, 2004 - November 10, 2008
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
KNOXVILLE, TN
Past
October 29, 2004 - November 10, 2008
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
KNOXVILLE, TN
Past
March 16, 2004 - October 19, 2004
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
KNOXVILLE, TN
Past
January 28, 2002 - October 19, 2004
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
MEMPHIS, TN
Past
June 19, 1992 - March 27, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC
CRD#: 288580 / SEC#: 801-110743
RIA
Registered Investment Advisory firm - (7/5/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/23/2015)
RR
Tennessee(11/27/2012)
IAR
Tennessee(7/12/2017)
RR
Virginia(3/10/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC
CRD#: 288580 / SEC#: 801-110743
RIA
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Contact information
Main Address
10710 Murdock Drive Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 291-2422
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 828 |
| AUM (Assets Under Management) | $ 231,274,258 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KNOX WEALTH PARTNERS ADVISORY
CRD#: 288580Knoxville, TN 37932TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
