Dylan B. Minor

OMEGA FINANCIAL GROUP

SANTA BARBARA, CA 93101

Some features on this profile are disabled

CRD#: 2245009

Professional summary

Dylan Blu Minor, CFP®, ChFC®, CLU® is a registered financial advisor currently at OMEGA FINANCIAL GROUP, LLC located in Santa Barbara, California and ARGOS GLOBAL ADVISORS, LLC located in Santa Barbara, California.

Dylan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Dylan has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNIVERSITY OF CALIFORNIA LOS ANGELES / ANDERSON SCHOOL OF MANAGEMENT, NOT INVESTMENT RELATED, LOS ANGELES CA, GRADUATE STUDENT INSTRUCTOR, 40 HOURS / MONTH, 5 HOUR / WEEK DURING BUSINESS HOURS. COLUMBIA UNIVERSITY, NOT INVESTMENT RELATED, NEW YORK, GRADUATE STUDENT INSTRUCTOR, 0 HOUR / WEEK DURING BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Blu Minor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 1, 2012 - Present

OMEGA FINANCIAL GROUP, LLC

Office #1: 812 Anacapa Street, Santa Barbara, CA 93101

RIA

CRD#: 164147

SANTA BARBARA, CA

Current

May 30, 2019 - Present

ARGOS GLOBAL ADVISORS, LLC

Office #1: 812 Anacapa St., Santa Barbara, CA 93101

RIA

CRD#: 287672

Santa Barbara, CA

Past

February 16, 2010 - July 3, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SANTA BARBARA, CA

Past

February 12, 2010 - July 3, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SANTA BARBARA, CA

Past

July 1, 2003 - February 16, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA BARBARA, CA

Past

July 1, 2003 - February 16, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANTA BARBARA, CA

Past

March 6, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SANTA BARBARA, CA

Past

February 12, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 2, 1995 - February 12, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 30, 1993 - June 27, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 8, 1992 - January 19, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMEGA FINANCIAL GROUP, LLC

CRD#: 164147 / SEC#: 801-77745

RIA

Registered Investment Advisory firm - (3/28/2013 Approved)

California

Registered Investment Advisory firm - (4/27/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/30/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/16/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/17/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/17/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

OMEGA FINANCIAL GROUP, LLC

CRD#: 164147 / SEC#: 801-77745

RIA

Registered Investment Advisory firm - (3/28/2013 Approved)

California

Registered Investment Advisory firm - (4/27/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

812 Anacapa Street, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 617-4363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OFG - FORM ADV PART 2A - FIRM BROCHURE (2/10/2025)

OFG - FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 480,234,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dylan B. Minor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Blu Minor's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGOS GLOBAL ADVISORS, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

OPPENHEIMER & CO. INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

OMEGA FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1995

Series 63

Date: 6/3/1992

Series 31

Date: 8/30/1995

Series 7

Date: 8/16/1995

Series 6

Date: 6/3/1992

Series 10

Date: 8/17/2000

Series 9

Date: 7/17/2000

Current Firm

OMEGA FINANCIAL GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMEGA FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors