Tracy M. Abraham

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CRD#: 2244945

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tracy Marie Abraham, who also goes by Tracy Marie Abraham Ms., Tracy Abraham, Tracy Abraham Green, Tracy Marie Green, was a registered financial professional .

Tracy is a previously registered financial professional and started their career in finance in 2003. Tracy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tracy Marie Abraham Ms. | Tracy Abraham | Tracy Abraham Green | Tracy Marie Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRALE POSITION: owner NATURE: commercial real estate building that houses a car dealership INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2003 ADDRESS: 2121 burlington st, n kansas city MO 64116, United States DESCRIPTION: approve repairs and capital distributions TRACY ABRAHAM POSITION: owner NATURE: medicare supplement and medicare advantage RENEWALS ONLY INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 44 Shady Oak Ln, Murrells Inlet, SC SC 29576-7092, United States DESCRIPTION: none

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 3, 2023 - October 1, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Georgetown, SC

Past

July 3, 2023 - October 1, 2024

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Georgetown, SC

Past

August 21, 2017 - June 30, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Myrtle Beach, SC

Past

February 4, 2017 - June 30, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

Myrtle Beach, SC

Past

January 5, 2004 - October 26, 2005

ICBA SECURITIES

CRD#: 24088

MEMPHIS, TN

Past

December 17, 2003 - October 26, 2005

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/4/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 12/16/2003

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 5/21/1992

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/3/1994

Municipal Securities Principal Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tracy M. Abraham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ICBA SECURITIES

VINING-SPARKS IBG, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2017

Series 63

Date: 2/15/2017

SIE

Date: 10/1/2018

Series 6

Date: 2/4/2017

Series 7

Date: 12/16/2003

Series 52

Date: 5/21/1992

Series 53

Date: 6/3/1994

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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