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GG

Gus Elijah Geldman

CRD# 2244889·Registered 1992 - 1994
Previously Registered: Being a previously registered professional could mean that Gus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gus Elijah Geldman, who also goes by Gus E Geldman, was a registered financial advisor. Gus was a previously registered financial professional and started their career in finance 1992 - 1994. Gus had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gus E Geldman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
January 27, 1994 - May 3, 1994
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
September 1, 1993 - December 14, 1993
MARSH, BLOCK & CO. INC.·CRD# 11194
BD
New York, NY
June 30, 1993 - August 13, 1993
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
May 14, 1993 - July 24, 1993
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
August 11, 1992 - August 21, 1992
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
August 11, 1992 - May 13, 1993

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Current Firm

BS
BEACON SECURITIES, INC.

BEACON SECURITIES, INC. | REGIONAL INVESTMENT FINANCIAL CORPORATION | LINK 900 PARTNERS

CRD#: 15300 / SEC#: 8-32394
BD
Cancelled by SEC on 06/19/1996

Contact Information

Established

Florida since 05/02/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GG
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