Eric J. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric John Weiss, who also goes by John Eric Weiss, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1992. Eric had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2005 - March 19, 2012
AMERICAN CAPITAL PARTNERS, LLC
May 10, 2005 - May 16, 2005
ADVANCED PLANNING SECURITIES, INC.
December 20, 2003 - May 9, 2005
NATIONS FINANCIAL GROUP, INC.
May 31, 2002 - December 18, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
September 10, 1998 - June 12, 2002
MORGAN WILSHIRE SECURITIES, INC.
May 28, 1997 - July 14, 1998
WALSH MANNING SECURITIES, LLC
December 5, 1994 - February 19, 1997
MAIDSTONE FINANCIAL, INC.
July 31, 1992 - December 12, 1994
FIRST ASSET MANAGEMENT, INC.
June 8, 1992 - July 24, 1992
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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