Ross T. Mcclafferty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross Tague Mcclafferty was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 1989. Ross had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - December 31, 2018
MCCLAFFERTY ADVISORY SERVICES, LLC
September 22, 2016 - March 17, 2017
KESTRA ADVISORY SERVICES, LLC
September 22, 2016 - March 17, 2017
KESTRA INVESTMENT SERVICES, LLC
July 3, 2007 - August 5, 2016
UBS FINANCIAL SERVICES INC.
June 29, 2007 - August 5, 2016
UBS FINANCIAL SERVICES INC.
September 19, 2003 - July 5, 2007
CITIGROUP GLOBAL MARKETS INC.
September 19, 2003 - July 5, 2007
CITIGROUP GLOBAL MARKETS INC.
July 7, 1992 - September 25, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1989 - September 25, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MCCLAFFERTY ADVISORY SERVICES, LLC
CRD#: 288417 / SEC#:
Contact information
Red Flags
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