Rodrigo Alvarez

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CRD#: 2244759

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rodrigo Alvarez was a registered financial professional .

Rodrigo is a previously registered financial professional and started their career in finance in 1992. Rodrigo had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 26, 2019 - October 5, 2021

FUTURA ASSET ADVISORS LLC

RIA

CRD#: 136285

CORAL GABLES, FL

Past

January 20, 2012 - September 8, 2021

INSIGHT SECURITIES, INC.

CRD#: 5611

CORAL GABLES, FL

Past

March 14, 2006 - September 29, 2011

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

MIAMI, FL

Past

July 25, 1995 - November 17, 2005

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

June 1, 1992 - May 24, 1995

EFG CAPITAL INTERNATIONAL LLC

CRD#: 28349

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUTURA ASSET ADVISORS LLC

CRD#: 136285 / SEC#: 801-106591

RIA

Registered Investment Advisory firm - (8/31/2015 Approved)

Florida

Registered Investment Advisory firm - (9/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/2006

General Securities Principal Examination

Current Firm

FUTURA ASSET ADVISORS LLC

CRD#: 136285 / SEC#: 801-106591

RIA

Registered Investment Advisory firm - (8/31/2015 Approved)

Florida

Registered Investment Advisory firm - (9/2/2015 Terminated)

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Contact information

Main Address

2121 Ponce De Leon Blvd Suite 405, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 774-9906

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/23/2025)

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 296,641,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rodrigo Alvarez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSIGHT SECURITIES, INC.

MACQUARIE CAPITAL (USA) INC.

REFCO SECURITIES, LLC

EFG CAPITAL INTERNATIONAL LLC

Primary Firm SEC Registration

FUTURA ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2019

Series 63

Date: 9/25/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/29/1992

Series 24

Date: 7/21/2006

Current Firm

FUTURA ASSET ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FUTURA ASSET ADVISORS LLC

TRUST BUT VERIFY

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