Johnny H. Garrison

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CRD#: 2244664

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Johnny Hubert Garrison III, CFA was a registered financial professional .

Johnny is a previously registered financial professional and started their career in finance in 1992. Johnny had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

November 5, 2025 - June 2, 2026

SEVEN SPRINGS WEALTH GROUP

RIA

CRD#: 127411

BRENTWOOD, TN

Past

October 2, 2018 - August 5, 2022

PARK PLACE CAPITAL CORPORATION

RIA

CRD#: 107952

Nashville, TN

Past

July 7, 2015 - July 20, 2018

TRADEWEB DIRECT LLC

CRD#: 103787

NEW YORK, NY

Past

September 3, 2013 - June 29, 2015

SOUTHSTATE SECURITIES CORP.

CRD#: 6950

NEW YORK, NY

Past

October 22, 2012 - August 12, 2013

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696

STAMFORD, CT

Past

August 2, 2011 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

CRD#: 108424

NEW YORK, NY

Past

April 21, 2008 - July 12, 2011

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

November 17, 2006 - February 14, 2008

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

May 2, 2005 - September 14, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

October 3, 2001 - March 31, 2004

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

August 21, 1996 - August 13, 2001

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

June 17, 1994 - July 29, 1996

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

June 10, 1992 - April 28, 1994

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/1992

General Securities Representative Examination

Current Firm

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

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Contact information

Main Address

340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

Mailing Address

Phone number

(615) 370-1253

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 1,206,364,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johnny H. Garrison

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARK PLACE CAPITAL CORPORATION

TRADEWEB DIRECT LLC

SOUTHSTATE SECURITIES CORP.

SANTANDER US CAPITAL MARKETS LLC

PIERPONT CAPITAL ADVISORS LLC

TRUIST SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

JEFFERIES LLC

LASALLE FINANCIAL SERVICES, INC.

STERNE, AGEE & LEACH, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

TITAN/VALUE EQUITIES GROUP, INC.

Primary Firm SEC Registration

SEVEN SPRINGS WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/1992

SIE

Date: 7/20/2018

Series 7

Date: 6/8/1992

Current Firm

SEVEN SPRINGS WEALTH GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEVEN SPRINGS WEALTH GROUP

TRUST BUT VERIFY

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