David J. Stone

PERSONAL FINANCIAL ADVISORS

PICKERINGTON, OH 43147

Some features on this profile are disabled

CRD#: 2244599

Professional summary

David Jay Stone, CFP® is a registered financial advisor currently at PERSONAL FINANCIAL ADVISORS, INC. located in Pickerington, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Core Areas of Focus

Cash Flow/Budgets/Credit Issues

College/Education Planning

Fixed Fee (Subscription

Retainer

etc.)

Generation X

Middle Income Client Needs

Millennials

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Stone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

October 30, 2009 - Present

PERSONAL FINANCIAL ADVISORS, INC.

Office #1: 70 East Columbus Street, Pickerington, OH 43147Office #2: 70 E. Columbus Street, Pickerington, OH 43147

RIA

CRD#: 132716

PICKERINGTON, OH

Past

September 16, 2004 - October 23, 2009

PERSONAL FINANCIAL ADVISORS, INC.

RIA

CRD#: 132716

PICKERINGTON, OH

Past

October 10, 2001 - December 16, 2004

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

PICKERINGTON, OH

Past

March 8, 2001 - December 16, 2004

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

July 6, 1998 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

July 21, 1994 - June 30, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

June 16, 1992 - July 18, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 16, 1992 - July 18, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/30/2009)

IAR

Texas
(12/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/15/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PERSONAL FINANCIAL ADVISORS, INC.

CRD#: 132716 / SEC#:

Ohio

Registered Investment Advisory firm - (9/15/2004 Approved)

Texas

Registered Investment Advisory firm - (12/9/2016 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

70 E. Columbus Street, Pickerington, OH 43147

Mailing Address

Phone number

(614) 837-7000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 68,070,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David J. Stone

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSONAL FINANCIAL ADVISORS, INC.

PERSONAL FINANCIAL ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

DONAHUE SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/1992

Series 6

Date: 6/15/1992

Current Firm

PERSONAL FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERSONAL FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors