Jeffrey M. Golden

CIRCLE ADVISERS

New York, NY 10170

Some features on this profile are disabled

CRD#: 2244458

Professional summary

Jeffrey Marc Golden, CFP® is a registered financial advisor currently at CIRCLE ADVISERS INC located in New York, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent; start date 2006; 2 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Marc Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

August 31, 2021 - Present

CIRCLE ADVISERS INC

Office #1: 420 Lexington Avenue Suite 2500, New York, NY 10170

RIA

CRD#: 110818

New York, NY

Past

December 20, 2002 - October 14, 2011

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

NEW YORK, NY

Past

February 20, 2002 - May 21, 2002

GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889

WEST ORANGE, NJ

Past

September 30, 1994 - January 9, 2001

GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889

WEST ORANGE, NJ

Past

June 6, 1994 - October 3, 1994

GIBRALTAR SECURITIES CO.

CRD#: 7093

FLORHAM PARK, NJ

Past

May 5, 1993 - April 27, 1994

FIRST INSTITUTIONAL SECURITIES, L.L.C.

CRD#: 23910

WEST PATERSON, NJ

Past

July 7, 1992 - May 14, 1993

GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889

WEST ORANGE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIRCLE ADVISERS INC

CRD#: 110818 / SEC#: 801-18150

RIA

Registered Investment Advisory firm - (1/5/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2021)

IAR

Texas
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/1992

General Securities Representative Examination

Current Firm

CIRCLE ADVISERS INC

CRD#: 110818 / SEC#: 801-18150

RIA

Registered Investment Advisory firm - (1/5/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

420 Lexington Avenue Suite 2500, New York, NY 10170

Mailing Address

Phone number

(212) 885-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (12/26/2024)

Regulatory assets under management

Total Number of Accounts	1,184
AUM (Assets Under Management)	$ 819,802,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey M. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Marc Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORNOR, TOWNSEND & KENT, LLC

GOLDEN HARRIS CAPITAL GROUP, INC.

GOLDEN HARRIS CAPITAL GROUP, INC.

GIBRALTAR SECURITIES CO.

FIRST INSTITUTIONAL SECURITIES, L.L.C.

GOLDEN HARRIS CAPITAL GROUP, INC.

Primary Firm SEC Registration

CIRCLE ADVISERS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1999

Series 63

Date: 8/13/1992

Series 7

Date: 7/6/1992

Current Firm

CIRCLE ADVISERS INC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIRCLE ADVISERS INC

TRUST BUT VERIFY

Similar Advisors