Sean Zarinegar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Zarinegar, who also goes by Bejahn Zarrinnegar, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1992. Sean had worked at 6 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 24, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2001 - April 11, 2005
MALORY INVESTMENTS, LLC
March 6, 2001 - September 6, 2001
BACK BAY CAPITAL, INC.
June 30, 2000 - January 22, 2001
EQUITRADE SECURITIES CORPORATION
January 11, 2000 - June 27, 2000
TRADEWAY SECURITIES GROUP, INC.
March 15, 1995 - February 15, 2000
AMERICAN INCOME SECURITIES
June 1, 1992 - May 9, 1994
INCOME NETWORK COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MALORY INVESTMENTS, LLC
CRD#: 110936 / SEC#: , 8-53143
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEIN, RONALD | MANAGING MBR/CEO/CFO/CCO | 434761 |
| STRAUSS, STEPHEN | MEMBER | |
| ZELLMER, KENNETH EUGENE JR | PRINCIPAL |
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
