LJ
Lance J. Johnson
ROI FINANCIAL
Beaverton, OR 97003
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CRD#: 2244093
LJ
Professional summary
Lance Jarl Johnson, who also goes by Jarl Johnson, is a registered financial advisor currently at ROI FINANCIAL located in Beaverton, Oregon.
Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lance has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jarl Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROI TAX LLC (ROI TAX) established in 2012 is indirectly owned (26%) by Mr Lance Johnson. ROI Tax provides tax preparation and tax filing services and is located at 17355 SW Boones Ferry Road, Suite E, Lake Oswego 97035. He spends less than 40 hours per month on tax related business during the non-tax season and approximately 80 hours per month during tax season (January to April). Tax services may be offered to clients of ROI Financial however they are not obligated to use these services. ROI Financial has policies in place to supervise any shared employees and protect shared client information and privacy. ROI MARKETING & CREATIVE DESIGN LLC (ROI MARKETING) started in 2021 providing branding, outreach, and other marketing services for businesses. ROI Marketing is an affiliated firm of ROI Financial. Lance Johnson is a one third partner in the ownership of ROI Marketing. Mr. Johnson spends approximately 20 hours per month on business development and planning, operational oversight and hiring staff. ROI Marketing & Creative Design provides marketing services for ROI Financial Advisors LLC, ROI Tax LLC and other clients. LMJ ENTERPRISES LLC, (LMJ) was established as a holding company for commercial real estate and other businesses, including ROI Tax, LLC. Lance Johnson is the sole owner and manager. Lance Johnson currently spends less than 1% of his time on LMJ. BEAR RIVER INVESTMENT GROUP LLC (BEAR RIVER) owns rental property in Sun River Oregon. Lance Johnson and his spouse Michele Johnson are sole owners of BEAR RIVER. Lance Johnson manages the property and all aspects of BEAR RIVER. He spends less than 1% of his time on BEAR RIVER and the associated property. JRL ENTERPRISES LLC (JRL) was established to purchase an RV. The RV may be used for recreational purposes by the owners and/or leased. Lance Johnson is the Managing partner but not an owner. Two other partners are owners. The co-owners are both clients of ROI. Mr. Johnson does not find any conflict of interest with ROI in owning this recreational vehicle with these clients. Lance Johnson spends less than 1% of his time on JRL. ROI REAL ESTATE LLC was established as of 4/29/24 and is considered to be investment-related. The company is solely owned by Lance Johnson and provides real estate services. It is located at 17355 Boones Ferry Road, Suite D, Lake Oswego Oregon 97035. Mr. Johnson spends approximately 30 hours per month on real estate related business and administration (none during trading hours). Real estate services may be offered to clients of ROI Financial however they are not obligated to use these services. ROI Financial has policies in place to supervise any shared employees and protect shared client information and privacy.
CRS (Client Relationship Summary) - RIA
Click below to view Lance Jarl Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2012 - Present
ROI FINANCIAL
Office #1: 14675 Sw Millikan Way, Beaverton, OR 97003Office #2: 17355 S. W. Boones Ferry Road, Lake Oswego, OR 97035RIA
CRD#: 160100
Beaverton, OR
Past
April 17, 2008 - November 15, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BEAVERTON, OR
Past
January 22, 1993 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 22, 1993 - November 15, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BEAVERTON, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROI FINANCIAL
J & A, LLC | ROI FINANCIAL ADVISORS, LLC | ROI FINANCIAL | ROI FIN | R.O. I. FINANCIAL ADVISORS | LANCE JOHNSON & ASSOCIATES, INC. | J&A, INC.
CRD#: 160100 / SEC#: 801-121903
RIA
Registered Investment Advisory firm - (7/29/2021 Approved)Oregon
Registered Investment Advisory firm - (10/4/2021 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(6/8/2012)
IAR
Texas(3/23/2024)
IAR
Washington(2/27/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RF
ROI FINANCIAL
J & A, LLC | ROI FINANCIAL ADVISORS, LLC | ROI FINANCIAL | ROI FIN | R.O. I. FINANCIAL ADVISORS | LANCE JOHNSON & ASSOCIATES, INC. | J&A, INC.
CRD#: 160100 / SEC#: 801-121903
RIA
Registered Investment Advisory firm - (7/29/2021 Approved)Oregon
Registered Investment Advisory firm - (10/4/2021 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14675 Sw Millikan Way, Beaverton, OR 97003
Mailing Address
Phone number
(503) 941-5925
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,395 |
| AUM (Assets Under Management) | $ 220,506,423 |
Red Flags
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