Cheri A. Van Eperen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheri Ann Van Eperen, who also goes by Cheri Ann Nagan, was a registered financial professional .
Cheri is a previously registered financial professional and started their career in finance in 1992. Cheri had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - March 19, 2018
INVESTMENT CENTERS OF AMERICA, INC.
August 11, 2016 - March 19, 2018
SII INVESTMENTS, INC.
January 20, 2014 - April 27, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
March 6, 2007 - December 23, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 4, 2005 - September 14, 2005
ALLSPRING FUNDS DISTRIBUTOR, LLC
April 9, 2002 - April 28, 2005
STRONG INVESTMENTS, INC.
April 1, 1999 - April 9, 2002
CATHOLIC FINANCIAL SERVICES CORPORATION
September 28, 1994 - March 24, 1999
THRIVENT INVESTMENT MANAGEMENT INC.
December 7, 1992 - July 18, 1994
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT CENTERS OF AMERICA, INC.
CRD#: 16443 / SEC#: 801-56410, 8-33983
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVEST FINANCIAL CORPORATION | DIRECT OWNER | 12984 |
| COLEMAN, CAREN LESLIE | VP, NPH PRODUCT AND SPONSOR RELATIONS | 4298287 |
| COLLINS, MAURA KATHRYN | SVP/CFO NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT AND CEO OF NPH | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| KALINOWSKI, DAWN MARIE | SVP/COO | 2770565 |
| KOMOSZEWSKI, JAMES ANTHONY | PRESIDENT/CEO/DIRECTOR | 2833256 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP & CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND ICA SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP OPERATIONS | 1955960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
