Deborah Drachman

JANUS HENDERSON DISTRIBUTORS US LLC

Denver, CO 80206

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CRD#: 2243976

Professional summary

Deborah Drachman, who also goes by Debbie Drachman, Deborah Ann Drachman, Deborah Ann Drachman, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.

Deborah is registered as a RR (Registered Representative) and started their career in finance in 1994. Deborah has worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Debbie Drachman | Deborah Ann Drachman | Deborah Ann Drachman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah Drachman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2021 - Present

JANUS HENDERSON DISTRIBUTORS US LLC

Office #1: 151 Detroit Street, Denver, CO 80206

CRD#: 28832

Denver, CO

Past

December 11, 2018 - November 1, 2021

ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230

NEW YORK, NY

Past

March 13, 2013 - December 10, 2018

STANDARD LIFE INVESTMENTS SECURITIES LLC

CRD#: 157233

New York, NY

Past

August 16, 2010 - October 27, 2010

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

NEW YORK, NY

Past

December 15, 2003 - August 16, 2010

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

August 23, 2001 - December 15, 2003

AELTUS CAPITAL, INC

CRD#: 24928

HARTFORD, CT

Past

November 15, 2000 - February 23, 2001

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Past

March 20, 1999 - October 25, 2000

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

August 10, 1998 - August 20, 1998

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

July 1, 1998 - August 19, 1998

COWEN AND COMPANY

CRD#: 7616

Past

November 16, 1994 - July 1, 1998

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

January 13, 1994 - July 26, 1994

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/11/2021)

Alaska
(11/11/2021)

Arizona
(11/11/2021)

Arkansas
(11/11/2021)

California
(11/11/2021)

Colorado
(11/11/2021)

Connecticut
(11/11/2021)

Delaware
(11/11/2021)

District of Columbia
(11/11/2021)

Florida
(11/11/2021)

Georgia
(11/11/2021)

Hawaii
(11/11/2021)

Idaho
(11/11/2021)

Illinois
(11/11/2021)

Indiana
(11/11/2021)

Iowa
(11/11/2021)

Kansas
(11/11/2021)

Kentucky
(11/11/2021)

Louisiana
(11/11/2021)

Maine
(11/11/2021)

Maryland
(11/11/2021)

Massachusetts
(11/11/2021)

Michigan
(11/11/2021)

Minnesota
(11/11/2021)

Mississippi
(11/11/2021)

Missouri
(11/11/2021)

Montana
(11/11/2021)

Nebraska
(11/11/2021)

Nevada
(11/11/2021)

New Hampshire
(11/11/2021)

New Jersey
(11/11/2021)

New Mexico
(11/11/2021)

New York
(11/11/2021)

North Carolina
(11/11/2021)

North Dakota
(11/11/2021)

Ohio
(11/11/2021)

Oklahoma
(11/11/2021)

Oregon
(11/11/2021)

Pennsylvania
(11/11/2021)

Rhode Island
(11/11/2021)

South Carolina
(11/11/2021)

South Dakota
(11/11/2021)

Tennessee
(11/11/2021)

Texas
(11/11/2021)

Utah
(11/11/2021)

Vermont
(11/11/2021)

Virginia
(11/11/2021)

Washington
(11/11/2021)

West Virginia
(11/11/2021)

Wisconsin
(11/11/2021)

Wyoming
(11/11/2021)

Exams

State Security Law Exam

Series 63

Date: 1/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/8/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/12/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JANUS HENDERSON DISTRIBUTORS US LLC

JANUS DISTRIBUTORS LLC | JANUS HENDERSON DISTRIBUTORS US LLC | JANUS HENDERSON DISTRIBUTORS | JANUS DISTRIBUTORS, INC.

CRD#: 28832 / SEC#: , 8-43810

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

151 Detroit Street, Denver, CO 80206-4923

Mailing Address

151 Detroit Street, Denver, CO 80206-4923

Phone number

(303) 333-3863

Established

Delaware since 02/27/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JANUS HENDERSON INVESTORS US LLC	MANAGING MEMBER
ANDERS, JOHANNA MARRIE	CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US)	2350087
CASHEL, WILLIAM S IV	HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC	2870348
CRAWFORD, BERG ASHTON	CHIEF ACCOUNTING OFFICER	7933828
FALCONER, PETER JOHN	ASSISTANT SECRETARY	7218508
GRAUERHOLZ, STEPHANIE LYNN	DEPUTY GENERAL COUNSEL	4696390
LACY, KARLENE J	GLOBAL HEAD OF TAX	5073113
MARIANI, KRISTIN BRETT	HEAD OF COMPLIANCE, NORTH AMERICA	2740967
ROSENBERG, MICHELLE ROSE	GENERAL COUNSEL, SECRETARY	4735608
SABA, STEVEN RICHARD	FINANCIAL AND OPERATIONS PRINCIPAL	5847576
SCHWEITZER, MICHAEL ALAN	PRESIDENT	1940642
UTZ, KATHRYN BRETTON	DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE	3100695

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Deborah Drachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah Drachman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABERDEEN FUND DISTRIBUTORS, LLC

STANDARD LIFE INVESTMENTS SECURITIES LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

AELTUS CAPITAL, INC

G.RESEARCH, LLC

COWEN AND COMPANY

MORGAN STANLEY & CO. LLC

COWEN AND COMPANY

FINANCIAL SQUARE PARTNERS

SEI INVESTMENTS DISTRIBUTION CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/1994

SIE

Date: 10/1/2018

Series 3

Date: 1/8/2016

Series 7

Date: 1/12/1994

Series 24

Date: 5/11/2016

FINRA

Current Firm

JANUS HENDERSON DISTRIBUTORS US LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

JANUS HENDERSON DISTRIBUTORS US LLC

TRUST BUT VERIFY

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