DH
Dawn M. Hemming
HEMMING& WEALTH MANAGEMENT
TRAVERSE CITY, MI 49686
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CRD#: 2243857
DH
Professional summary
Dawn Michelle Hemming is a registered financial advisor currently at HEMMING& WEALTH MANAGEMENT, INC. located in Traverse City, Michigan.
Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Dawn has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HEMMING& YES; 600 E FRONT STREET, STE 201 TRAVERSE CITY, MI; INSURANCE; OWNER/AGENT; 1992; 2;2; SELL LTC AND LIFE INSURANCE.
2. HEMMINGLAND, LLC, 600 E FRONT STREET, STE 201, OWNER, 6/06, 0, 0, INV RELATED.
3. HEMMING&OLSON LLC, PARTNER SINCE 3/09, 0,0 INVESTOR IN JIMMY JOHNS FRANCHISE
4.GREEN LANCER POSITION: Board Member and Investor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2016
ADDRESS: 615 Griswold St, Suite 300, Detroit MI 48226
DESCRIPTION: Sit on a board for this privately help solar engineering firm
5. DAWN HEMMING POSITION: owner NATURE: personal purchase of home to sell on land contact to employee in abusive situation with 2 kids. Land contract only until she can get her OWN mortgage on house. Also, loaning same employee down payment. She co-owns house with boyfriend and cannot get financiang herself right now and needs a safe place for she and her kids. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2017; ADDRESS: 2455 Neahta Wanta Road, Traverse City MI 49686, United States; DESCRIPTION: owner/seller
CRS (Client Relationship Summary) - RIA
Click below to view Dawn Michelle Hemming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2019 - Present
HEMMING& WEALTH MANAGEMENT, INC.
Office #1: 600 E. Front Street Suite 201, Traverse City, MI 49686RIA
CRD#: 300918
TRAVERSE CITY, MI
Past
May 28, 2010 - May 6, 2019
OSAIC SERVICES, INC.
RIA
CRD#: 133763
TRAVERSE CITY, MI
Past
October 31, 2008 - May 6, 2019
OSAIC SERVICES, INC.
BD
CRD#: 133763
TRAVERSE CITY, MI
Past
March 27, 1997 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
TRAVERSE CITY, MI
Past
June 1, 1992 - March 31, 1997
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HEMMING& WEALTH MANAGEMENT, INC.
HEMMING & WEALTH MANAGEMENT | HEMMING& WEALTH MANAGEMENT, INC.
CRD#: 300918 / SEC#: 801-114962
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/1/2019)
IAR
Texas(7/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HW
HEMMING& WEALTH MANAGEMENT, INC.
HEMMING & WEALTH MANAGEMENT | HEMMING& WEALTH MANAGEMENT, INC.
CRD#: 300918 / SEC#: 801-114962
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 E. Front Street Suite 201, Traverse City, MI 49686
Mailing Address
Phone number
(231) 922-2900
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,525 |
| AUM (Assets Under Management) | $ 253,122,835 |
Red Flags
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Company Information
HEMMING& WEALTH MANAGEMENT, INC.
CRD#: 300918Traverse City, MI 49686TRUST BUT VERIFY
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Contact information
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