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Ira Bregman Feintuch

CRD# 2243724·Registered 1994 - 1996
Previously Registered: Being a previously registered professional could mean that Ira is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ira Bregman Feintuch was a registered financial advisor. Ira was a previously registered financial professional and started their career in finance 1994 - 1996. Ira had worked at 5 firms and has passed the Series 63, Series 55 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

RICKEL & ASSOCIATES, INC.·CRD# 7839
BD
New York, NY
February 6, 1996 - December 23, 1996
FAB SECURITIES OF AMERICA, INC.·CRD# 28212
BD
New York, NY
January 11, 1995 - February 1, 1996
MASCERA & CO., INC.·CRD# 21391
BD
September 20, 1994 - February 1, 1995
M.S.U., INC.·CRD# 17011
BD
East Lansing, MI
June 24, 1994 - July 18, 1994
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
January 1, 1994 - June 24, 1994

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Current Firm

R&
RICKEL & ASSOCIATES, INC.

R. W. PETERS, RICKEL & CO., INC. | RICKEL & ASSOCIATES, INC.

CRD#: 7839 / SEC#: 8-23295
BD
Terminated by SEC on 12/23/1997

Contact Information

Established

New Jersey since 02/13/1976

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 62 — Corporate Securities Limited Representative Examination

Passed Dec 1993

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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