Ira B. Feintuch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Bregman Feintuch was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1994. Ira had worked at 5 firms and has passed the Series 63, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1996 - December 23, 1996
RICKEL & ASSOCIATES, INC.
January 11, 1995 - February 1, 1996
FAB SECURITIES OF AMERICA, INC.
September 20, 1994 - February 1, 1995
MASCERA & CO., INC.
June 24, 1994 - July 18, 1994
M.S.U., INC.
January 1, 1994 - June 24, 1994
CORTLANDT CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/2/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 12/29/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
RICKEL & ASSOCIATES, INC.
CRD#: 7839 / SEC#: , 8-23295
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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