Phillip M. Atwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Michael Atwell, who also goes by P Michael Atwell, was a registered financial advisor .
Phillip is a previously registered financial advisor and started their career in finance in 1994. Phillip had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2002 - July 18, 2002
CALAMOS ADVISORS LLC
December 21, 2000 - July 18, 2002
CALAMOS FINANCIAL SERVICES LLC
November 24, 1997 - November 27, 2000
ACUMENT SECURITIES, INC.
June 10, 1996 - December 9, 1997
SANCTUARY SECURITIES, INC.
July 12, 1994 - June 12, 1996
GRUNTAL & CO., L.L.C.
Primary Firm SEC Registration
CALAMOS ADVISORS LLC
CRD#: 105758 / SEC#: 801-29688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALAMOS ADVISORS LLC
CRD#: 105758 / SEC#: 801-29688
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,662 |
| AUM (Assets Under Management) | $ 38,184,222,669 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
