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Christopher James Nolt

SOLID ROCK WEALTH MANAGEMENT
BOZEMAN, MT
·CRD# 2243649·34 years experience

Professional Summary

Christopher James Nolt, who also goes by Chris Nolt, Christopher J Nolt Mr., Christopher James Nolt Mr., is a registered financial advisor currently at SOLID ROCK WEALTH MANAGEMENT located in Bozeman, Montana. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Christopher has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Nolt, Christopher J Nolt Mr., Christopher James Nolt Mr.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SOLID ROCK WEALTH MANAGEMENT·CRD# 170264
RIA
2020 Charlotte Street, Bozeman, MT 59718
May 5, 2014 - Present
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
RIA
Bozeman, MT
May 2, 2007 - July 9, 2014
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Bozeman, MT
May 2, 2007 - July 8, 2014
OMNI BROKERAGE, INC.·CRD# 16878
BD
South Jordan, UT
April 13, 2007 - May 2, 2007
KMS FINANCIAL SERVICES, INC.·CRD# 3866
RIA
Bozeman, MT
November 22, 2005 - April 12, 2007
KMS FINANCIAL SERVICES, INC.·CRD# 3866
BD
Bozeman, MT
November 21, 2005 - April 12, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Bozeman, MT
May 12, 2003 - November 18, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
March 4, 2003 - November 18, 2005
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
July 18, 1997 - December 31, 1998
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
August 5, 1992 - July 23, 1997

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Steven A Chase

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Current Firm

SR
SOLID ROCK WEALTH MANAGEMENT

NOLT FINANCIAL, INC. | SOLID ROCK WEALTH MANAGEMENT, INC. | SOLID ROCK WEALTH MANAGEMENT

CRD#: 170264
Arizona
Registered Investment Advisory firm - Arizona (6/10/2014 Approved)
Montana
Registered Investment Advisory firm - Montana (4/3/2014 Approved)
Wyoming
Registered Investment Advisory firm - Wyoming (1/2/2019 Approved)

Contact Information

Main Address

2020 Charlotte Street, Bozeman, MT 59718

Phone Number

(406) 582-1264

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

148

AUM (Assets Under Management)

$49,054,445

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) MT INSURANCE AGENT. APPROXIMATELY 5% TIME SPENT.
(2) 100% OWNER/REAL ESTATE AGENT OF "SOLID ROCK REALTY ADVISORS, LLC" FOR COMMERCIAL REAL ESTATE SALES & SERVICE SINCE 2009. NON-INVESTMENT RELATED. APPROXIMATELY 10% TIME SPENT. ALL BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(6/10/2014)
IAR
Montana
(5/5/2014)
IAR
Wyoming
(1/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2009About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Nolt's CRS (Customer Relationship Summary).

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