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Christopher J. Nolt

SOLID ROCK WEALTH MANAGEMENT
BOZEMAN, MT 59718
Some features on this profile are disabled
CRD#: 2243649
CN

Professional summary


Christopher James Nolt, who also goes by Chris Nolt, Christopher J Nolt Mr., Christopher James Nolt Mr., is a registered financial advisor currently at SOLID ROCK WEALTH MANAGEMENT located in Bozeman, Montana.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Christopher has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Chris Nolt | Christopher J Nolt Mr. | Christopher James Nolt Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MT INSURANCE AGENT. APPROXIMATELY 5% TIME SPENT. (2) 100% OWNER/REAL ESTATE AGENT OF "SOLID ROCK REALTY ADVISORS, LLC" FOR COMMERCIAL REAL ESTATE SALES & SERVICE SINCE 2009. NON-INVESTMENT RELATED. APPROXIMATELY 10% TIME SPENT. ALL BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher James Nolt's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 5, 2014 - Present

SOLID ROCK WEALTH MANAGEMENT

Office #1: 2020 Charlotte Street, Bozeman, MT 59718
RIA
CRD#: 170264
BOZEMAN, MT
Past

May 2, 2007 - July 9, 2014

INDEPENDENT FINANCIAL GROUP, LLC

RIA
CRD#: 7717
BOZEMAN, MT
Past

May 2, 2007 - July 8, 2014

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
BOZEMAN, MT
Past

April 13, 2007 - May 2, 2007

OMNI BROKERAGE, INC.

BD
CRD#: 16878
SOUTH JORDAN, UT
Past

November 22, 2005 - April 12, 2007

KMS FINANCIAL SERVICES, INC.

RIA
CRD#: 3866
BOZEMAN, MT
Past

November 21, 2005 - April 12, 2007

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
BOZEMAN, MT
Past

May 12, 2003 - November 18, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
BOZEMAN, MT
Past

March 4, 2003 - November 18, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

July 18, 1997 - December 31, 1998

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

August 5, 1992 - July 23, 1997

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(6/10/2014)
IAR
Montana
(5/5/2014)
IAR
Wyoming
(1/3/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/2/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SR
SOLID ROCK WEALTH MANAGEMENT
NOLT FINANCIAL, INC. | SOLID ROCK WEALTH MANAGEMENT, INC. | SOLID ROCK WEALTH MANAGEMENT

CRD#: 170264 / SEC#:

Arizona
Registered Investment Advisory firm - (6/10/2014 Approved)
Montana
Registered Investment Advisory firm - (4/3/2014 Approved)
Wyoming
Registered Investment Advisory firm - (1/2/2019 Approved)
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Contact information


Main Address
2020 Charlotte Street, Bozeman, MT 59718
Mailing Address
Phone number
(406) 582-1264
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts161
AUM (Assets Under Management)$ 49,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOLID ROCK WEALTH MANAGEMENT

CRD#: 170264Bozeman, MT 59718

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