DB
Derek T. Batts
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CRD#: 2243578
DB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Taft Batts was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1992. Derek had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LIFE ASSURANCE INV. ADVISORS, 7 W. SQUARE LAKE RD, BLOOMFIELD HILLS, MI 48304, MANAGING MEMBER OF THE PARTNERSHIP, 1 HOUR A WEEK, 0 HOURS DURING SECURITIES HOURS. SINCE 2007. FUND IS CLOSED TO NEW INVESTORS PAYING EXISTING BILLS***
2. PREMIER SERVICES GROUP - MEMBER OF THE PARTNERSHIP PASSIVE - 1998 - PASSIVE PARTNER - 1-2 HOURS A WEEK, 0 HOURS DURING BUSINESS HOURS - 0 SHARES HELD - NOT INVESTMENT RELATED - 0 COMPENSATION***
3. ANN ARBOR TRAIL PARTNERS; PASSIVE INVESTMENT IN RENTAL PROPERTY; ANN ARBOR, MI; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 02/2013
4. REAL ESTATE PARTNERSHIP; DETROIT, MI; PASSIVE INVESTOR; HOLLANDER ROAD DRIVE; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 02/2013***
5. WESTLAND PARTNERS; RENTAL PROPERTY; DETROIT, MI; PASSIVE INVESTOR; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 12/2012***
6. MILLCREEK ROAD PARTNERS; DETROIT, MI; PASSIVE INVESTOR; REAL ESTATE; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 02/2013
7. Rental Property; Investment related; Rental; Sole Proprietor / Owner / Partner; Passive Investment Partnership; 02/2017; 0,2
8. Kingsville Road LLC; Investment related; Rental; Sole Proprietor / Owner / Partner; 05/2017; 0,2
9. Whitethorn Road LLC; Romulus, MI; Investment related; Rental; Sole Proprietor / Owner / Partner; 05/2017; 0,2
10.Shannon Rd., LLC; Investment related Yes; Rental; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 1
11. West Ten Mile Road Associates, LLC; Investment related; Detroit, MI; Real Estate Investment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 0.5; Voting Member on all management decisions and Investor in West Ten Mile Road Associates.
12) Union Heritage Capital Management LLC; Investment related; Detroit, MI; Investment Advisory; Owner; Start date: 07/2011; During business hours: 0; After business hours: 0
13) Great Bay Partners LLC; Investment related; Real estate; Partner; Start date: 08/2005; During business hours: 0; After business hours: 2
14. *356866- UH Holdings LLC; Investment related: Yes; Real Estate; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0.5; After business hours: 1;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 4, 2021 - December 31, 2024
UNION HERITAGE CAPITAL
RIA
CRD#: 309768
BLOOMFIELD HILLS, MI
Past
July 3, 2012 - December 23, 2020
MORGAN STANLEY
RIA
CRD#: 149777
BLOOMFIELD HILLS, MI
Past
June 14, 2011 - December 23, 2020
MORGAN STANLEY
BD
CRD#: 149777
BLOOMFIELD HILLS, MI
Past
February 3, 1994 - August 24, 2009
SBK-BROOKS INVESTMENT CORP.
BD
CRD#: 35851
DETROIT, MI
Past
August 18, 1992 - June 2, 1993
EAST - WEST CAPITAL CORPORATION
BD
CRD#: 16348
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UH
UNION HERITAGE CAPITAL
UNION HERITAGE ADVISORS, LLC (RELYING ADVISOR) | UNION HERITAGE CAPITAL
CRD#: 309768 / SEC#: 801-119126
RIA
Registered Investment Advisory firm - (8/6/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
UH
UNION HERITAGE CAPITAL
UNION HERITAGE ADVISORS, LLC (RELYING ADVISOR) | UNION HERITAGE CAPITAL
CRD#: 309768 / SEC#: 801-119126
RIA
Registered Investment Advisory firm - (8/6/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2050 15th Street 3rd Flr, Detroit, MI 48216
Mailing Address
Phone number
(313) 300-0207
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 279,790,018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
