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GK

Gary L. Kay

BASELINE WEALTH ADVISORS
BOCA RATON, FL
Some features on this profile are disabled
CRD#: 2243572
GK

Professional summary

Gary Lewis Kay, who also goes by Gary Kay, is a registered financial advisor currently at BASELINE WEALTH ADVISORS located in Boca Raton, Florida.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gary has worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gary Kay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lewis Kay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2025 - Present

BASELINE WEALTH ADVISORS

RIA
CRD#: 337391
BOCA RATON, FL
Past

January 22, 2018 - July 1, 2019

SPEARHEAD CAPITAL ADVISORS, LLC

RIA
CRD#: 161131
WELLINGTON, FL
Past

October 15, 2013 - November 13, 2015

CROSSROAD CAPITAL MANAGEMENT, LLC

RIA
CRD#: 168694
CAMBRIA, CA
Past

March 29, 2006 - November 7, 2006

MASTERS RESEARCH PARTNERS LLC

RIA
CRD#: 139185
AVENTURA, FL
Past

February 17, 2005 - November 4, 2005

WAVELAND CAPITAL PARTNERS LLC

BD
CRD#: 40054
IRVINE, CA
Past

May 1, 2003 - December 19, 2003

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

January 3, 2003 - February 26, 2003

DAVID M POLEN SECURITIES, LLC

BD
CRD#: 7939
BOCA RATON, FL
Past

March 15, 2002 - November 1, 2002

WAVELAND CAPITAL PARTNERS LLC

BD
CRD#: 40054
IRVINE, CA
Past

May 15, 1995 - October 31, 1997

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

July 7, 1993 - May 3, 1995

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

July 15, 1992 - July 20, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/7/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/28/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/14/2002
General Securities Representative Examination

Current Firm

BW
BASELINE WEALTH ADVISORS
BASELINE WEALTH ADVISORS | BASELINE WEALTH ADVISORS, INC.

CRD#: 337391 / SEC#:

Florida
Registered Investment Advisory firm - (7/28/2025 Approved)
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Boca Raton, FL
Mailing Address
Phone number
(561) 654-4943
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASELINE WEALTH ADVISORS

CRD#: 337391Boca Raton, FL

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