ER
Earl B. Rideau
GOLDEN STATE WEALTH MANAGEMENT
Pasadena, CA 91105
Some features on this profile are disabled
CRD#: 2243525
ER
Earl Bernard RideauGOLDEN STATE WEALTH MANAGEMENT
Professional summary
Earl Bernard Rideau, who also goes by Bernard Rideau, is a registered financial advisor currently at GOLDEN STATE WEALTH MANAGEMENT, LLC located in Pasadena, California and LPL FINANCIAL LLC located in Napa, California.
Earl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Earl has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Aliases
Bernard Rideau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Earl Bernard Rideau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
GOLDEN STATE WEALTH MANAGEMENT, LLC
Office #1: 177 E. Colorado Boulevard 2nd Floor, Pasadena, CA 91105RIA
CRD#: 167995
Pasadena, CA
Current
June 30, 2014 - Present
LPL FINANCIAL LLC
Office #1: 1219 Coombs Street Ste B, Napa, CA 94559RIA
BD
CRD#: 6413
NAPA, CA
Past
July 17, 2025 - July 13, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
PASADENA, CA
Past
February 8, 2016 - October 20, 2016
LAKE AVENUE FINANCIAL, LLC
RIA
CRD#: 168946
Pasadena, CA
Past
December 1, 2015 - February 2, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
PASADENA, CA
Past
July 15, 2014 - December 31, 2015
LAKE AVENUE FINANCIAL, LLC
RIA
CRD#: 168946
PASADENA, CA
Past
September 12, 2012 - July 1, 2014
WADDELL & REED
RIA
CRD#: 866
TORRANCE, CA
Past
September 11, 2012 - July 1, 2014
WADDELL & REED
BD
CRD#: 866
TORRANCE, CA
Past
May 4, 2009 - December 31, 2010
CABOT-ROTHCHILD, LLC
RIA
CRD#: 147904
CANYON LAKE, CA
Past
January 1, 2002 - December 31, 2002
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
FOUNTAIN HILLS, AZ
Past
August 28, 1998 - January 1, 2002
IAC SECURITIES, INC.
BD
CRD#: 14081
TINLEY PARK, IL
Past
August 22, 1997 - August 28, 1998
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 18, 1992 - September 13, 1995
CORPORATE BENEFIT SECURITIES, INC.
BD
CRD#: 13975
MISSION VIEJO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/16/2017)
RR
California(6/30/2014)
IAR
California(8/18/2016)
RR
Colorado(2/13/2024)
RR
Florida(1/23/2024)
RR
Hawaii(9/14/2020)
RR
Idaho(10/28/2015)
RR
Montana(5/12/2016)
RR
Nevada(7/5/2016)
RR
Oregon(7/25/2016)
RR
South Carolina(9/14/2020)
RR
Texas(11/25/2015)
IAR
Texas(3/10/2017)
RR
Utah(1/5/2017)
RR
Washington(5/12/2016)
RR
Wisconsin(5/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)Loading...
Contact information
Main Address
254 E 2nd Street Suite 2, Powell, WY 82435
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,434 |
| AUM (Assets Under Management) | $ 1,835,285,996 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
