Milton J. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton John Hughes JR, who also goes by Jay Hughes, was a registered financial advisor .
Milton is a previously registered financial advisor and started their career in finance in 1992. Milton had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2010 - December 31, 2011
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
May 7, 2007 - November 12, 2009
WEALTH GUARD MANAGEMENT LLC
February 22, 1999 - June 10, 1999
SUMMIT BROKERAGE SERVICES, INC.
August 27, 1998 - January 21, 1999
SAN CLEMENTE SECURITIES, INC.
January 18, 1995 - January 21, 1997
SECURITIES AMERICA, INC.
May 4, 1993 - October 7, 1994
SECURITIES AMERICA, INC.
May 4, 1993 - December 31, 1994
SENTRA SECURITIES CORPORATION
April 12, 1993 - October 7, 1994
SECURITIES AMERICA, INC.
June 1, 1992 - April 12, 1993
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
CRD#: 143384 / SEC#: 801-68068
Contact information
Red Flags
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