Mark A. Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Goldman was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1973. Mark had worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1992 - August 28, 2020
MARK A. GOLDMAN
April 5, 1983 - February 24, 1986
WAMU INVESTMENTS, INC.
November 19, 1981 - December 26, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
April 6, 1976 - September 3, 1981
1717 CAPITAL MANAGEMENT COMPANY
December 4, 1974 - February 13, 1975
METROPOLITAN LIFE INSURANCE COMPANY
April 12, 1973 - July 1, 1974
BACHE & CO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/9/1973
Registered Representative ExaminationCurrent Firm
MARK A. GOLDMAN
CRD#: 117534 / SEC#:
Contact information
Red Flags
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