Daniel S. Mcnamara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Sean Mcnamara, who also goes by Dan Mcnamara, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2014 - July 10, 2020
USAA FINANCIAL ADVISORS, INC.
October 29, 2009 - February 26, 2014
USAA FINANCIAL ADVISORS, INC.
October 29, 2009 - December 31, 2020
USAA INVESTMENT SERVICES COMPANY
December 15, 2008 - February 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 13, 2006 - December 31, 2008
BOFA DISTRIBUTORS, INC.
October 1, 1999 - September 18, 2001
WELLS FARGO CLEARING SERVICES, LLC
March 13, 1995 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
June 29, 1992 - February 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
