JF
Jack A. Forlenza
CITIZENS SECURITIES
Colonia, NJ 07067
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CRD#: 2243401
JF
Professional summary
Jack Anthony Forlenza is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Colonia, New Jersey.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jack has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Anthony Forlenza's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jack Anthony Forlenza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 636 Inman Ave Nj118, Colonia, NJ 07067Office #2: 88 Norwood Ave Ms: Nj122, Deal, NJ 07723Office #3: 169 Broadway Nj157, Long Branch, NJ 07740Office #4: 3265 Highway 9 Ms: Nj136, Freehold, NJ 08830Office #5: 2426 Nj-34 Nj235, Manasquan, NJ 08736Office #6: 2147 Bridge Ave Nj195, Point Pleasant, NJ 08742RIA
BD
CRD#: 39550
Colonia, NJ
Current
August 17, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 636 Inman Ave Nj118, Colonia, NJ 07067Office #2: 88 Norwood Ave Ms: Nj122, Deal, NJ 07723Office #3: 169 Broadway Nj157, Long Branch, NJ 07740Office #4: 3265 Highway 9 Ms: Nj136, Freehold, NJ 08830Office #5: 2426 Nj-34 Nj235, Manasquan, NJ 08736Office #6: 2147 Bridge Ave Nj195, Point Pleasant, NJ 08742RIA
BD
CRD#: 39550
Colonia, NJ
Past
December 7, 2021 - August 17, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SCOTCH PLAINS, NJ
Past
December 6, 2021 - August 17, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SCOTCH PLAINS, NJ
Past
January 10, 2017 - December 9, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MATAWAN, NJ
Past
December 14, 2016 - December 9, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MATAWAN, NJ
Past
January 28, 2015 - December 12, 2016
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
SEATTLE, WA
Past
January 2, 2015 - December 12, 2016
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
EDISON, NJ
Past
December 14, 2012 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
PERTH AMBOY, NJ
Past
December 14, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
EDISON, NJ
Past
November 9, 2010 - December 18, 2012
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
FREEHOLD, NJ
Past
February 19, 2010 - December 18, 2012
STONEX SECURITIES INC.
BD
CRD#: 18456
FREEHOLD, NJ
Past
October 8, 2004 - February 23, 2010
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LAKEWOOD, NJ
Past
August 20, 2004 - February 23, 2010
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAKEWOOD, NJ
Past
May 29, 2001 - August 24, 2004
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
November 29, 2000 - June 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 1, 1998 - November 28, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 2, 1996 - May 12, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 21, 1995 - December 22, 1995
LABRANCHE FINANCIAL SERVICES, LLC
BD
CRD#: 7432
NEW YORK, NY
Past
October 7, 1992 - April 13, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/3/2023)
IAR
Florida(1/4/2023)
RR
Michigan(4/17/2025)
IAR
Michigan(4/21/2025)
RR
New Jersey(8/17/2022)
IAR
New Jersey(8/17/2022)
RR
New York(8/17/2022)
IAR
New York(8/17/2022)
RR
Pennsylvania(3/23/2023)
IAR
Pennsylvania(3/24/2023)
RR
Virginia(1/18/2023)
IAR
Virginia(1/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
