Damien L. Mascolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damien Louis Mascolo, who also goes by Damian Louis Mascolo, was a registered financial professional .
Damien is a previously registered financial professional and started their career in finance in 1992. Damien had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - September 4, 2019
TD AMERITRADE, INC.
April 2, 2004 - December 16, 2009
COWEN EXECUTION SERVICES LLC
March 18, 2003 - March 24, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
February 18, 1999 - April 2, 2001
HEARTLAND SECURITIES CORP.
November 2, 1995 - January 10, 1997
ICAPITAL MARKETS LLC
June 23, 1994 - January 10, 1997
ICAPITAL MARKETS LLC
August 6, 1992 - December 31, 1992
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
