Robert L. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Clark, who also goes by Bob Clark, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - December 31, 2019
AMERICAFIRST CAPITAL MANAGEMENT, LLC
November 9, 2011 - July 11, 2016
AMERICAFIRST SECURITIES, INC.
October 5, 2010 - December 31, 2013
AMERICAFIRST CAPITAL MANAGEMENT, LLC
January 26, 2009 - November 23, 2009
MATRIX CAPITAL GROUP, INC.
January 3, 2007 - January 24, 2008
BRECEK & YOUNG ADVISORS, INC.
January 3, 2007 - January 24, 2008
BRECEK & YOUNG ADVISORS, INC.
May 1, 2006 - December 31, 2006
WRP INVESTMENTS, INC.
February 4, 1999 - May 2, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 15, 1997 - May 2, 2006
WELLS FARGO CLEARING SERVICES, LLC
June 29, 1992 - August 7, 1997
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAFIRST CAPITAL MANAGEMENT, LLC
CRD#: 152248 / SEC#: 801-67636
Contact information
Red Flags
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