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Robert Lee Clark

CRD# 2243288·Registered 1992 - 2019
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lee Clark, who also goes by Bob Clark, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 2019. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Clark

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

AMERICAFIRST CAPITAL MANAGEMENT, LLC·CRD# 152248
RIA
Roseville, CA
August 16, 2016 - December 31, 2019
AMERICAFIRST SECURITIES, INC.·CRD# 47071
BD
Roseville, CA
November 9, 2011 - July 11, 2016
AMERICAFIRST CAPITAL MANAGEMENT, LLC·CRD# 152248
RIA
Roseville, CA
October 5, 2010 - December 31, 2013
MATRIX CAPITAL GROUP, INC.·CRD# 33364
BD
New York, NY
January 26, 2009 - November 23, 2009
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
RIA
Roseville, CA
January 3, 2007 - January 24, 2008
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
BD
Roseville, CA
January 3, 2007 - January 24, 2008
WRP INVESTMENTS, INC.·CRD# 7365
BD
Rocklin, CA
May 1, 2006 - December 31, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Grass Valley, CA
February 4, 1999 - May 2, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
August 15, 1997 - May 2, 2006
M.L. STERN & CO., LLC.·CRD# 8327
BD
Beverly Hills, CA
June 29, 1992 - August 7, 1997

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Current Firm

AC
AMERICAFIRST CAPITAL MANAGEMENT, LLC

AMERICA FIRST CAPITAL MANAGEMENT, LLC | AMERICAFIRST CAPITAL MANAGEMENT, LLC

CRD#: 152248 / SEC#: 801-67636

Contact Information

Main Address

9700 Village Center Drive Suite 50-n, Granite Bay, CA 95746

Documents

Latest Form ADV

Part 2 Brochures

AMERICAFIRST BROCHURE 03-2021 (4/1/2021)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2012About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2000About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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