Chris J. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Joseph Callahan, who also goes by Chris J Callahan, Chris Joseph Callahan, was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1992. Chris had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - April 21, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 27, 2020 - April 20, 2022
FIDELITY BROKERAGE SERVICES LLC
March 15, 2018 - March 3, 2020
BARCLAYS CAPITAL INC.
March 26, 2013 - November 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 29, 2010 - November 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2009 - November 23, 2009
ALLSTATE FINANCIAL SERVICES, LLC
October 16, 2007 - February 6, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 23, 2005 - October 8, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 14, 2004 - July 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 2001 - July 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2000 - July 26, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 19, 1994 - May 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1992 - May 14, 1993
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
