Pravin R. Davrey

EMERALD PACIFIC INVESTMENT ADVISORS LLC

TACOMA, WA

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CRD#: 2243197

Professional summary

Pravin Roy Davrey is a registered financial advisor currently at EMERALD PACIFIC INVESTMENT ADVISORS LLC located in Tacoma, Washington.

Pravin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Pravin has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 28, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMERALD PACIFIC CAPITAL, LLC; INVESTMENT RELATED - YES; 3600 PORT OF TACOMA ROAD, STE. 309, TACOMA, WA 98424; CONSUMER LOAN COMPANY OFFERING MORTGAGE AND COMMERCIAL MORTGAGES; MANAGING PRINCIPAL AND MORTGAGE BROKER; START DATE: 10/2016; 40 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS; ORIGINATION OF MORTGAGE LOANS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pravin Roy Davrey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2021 - Present

EMERALD PACIFIC INVESTMENT ADVISORS LLC

RIA

CRD#: 313155

TACOMA, WA

Past

April 1, 2004 - May 10, 2004

LLOYD, SCOTT & VALENTI, LTD.

CRD#: 23640

AUSTIN, TX

Past

January 7, 2003 - November 28, 2003

OPTIONSXPRESS, INC.

CRD#: 103849

CHICAGO, IL

Past

December 8, 1995 - January 2, 2003

DAVREY FINANCIAL SERVICES, INC.

CRD#: 38914

TACOMA, WA

Past

August 24, 1995 - December 31, 1995

CLAYTON SECURITIES SERVICES, INC.

CRD#: 23768

CLAYTON, MO

Past

March 15, 1995 - September 8, 1995

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

July 31, 1993 - March 17, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 12, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 10/28/1995

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/12/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/7/1995

General Securities Principal Examination

Current Firm

EMERALD PACIFIC INVESTMENT ADVISORS LLC

EMERALD PACIFIC INVESTMENT ADVISORS | EMERALD PACIFIC INVESTMENT ADVISORS LLC

CRD#: 313155 / SEC#:

Washington

Registered Investment Advisory firm - (9/1/2021 Approved)

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Contact information

Main Address

Tacoma, WA

Mailing Address

Phone number

(253) 370-7008

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Pravin R. Davrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pravin Roy Davrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LLOYD, SCOTT & VALENTI, LTD.

OPTIONSXPRESS, INC.

DAVREY FINANCIAL SERVICES, INC.

CLAYTON SECURITIES SERVICES, INC.

SUNPOINT SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2021

Series 63

Date: 2/8/2019

Series 7

Date: 6/10/1992

Series 28

Date: 10/28/1995

Series 4

Date: 9/12/1995

Series 24

Date: 8/7/1995

Current Firm

EMERALD PACIFIC INVESTMENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

EMERALD PACIFIC INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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