AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ML

Mark L. Lindgren

SUNSTREET SECURITIES
Avondale, AZ 85392
Some features on this profile are disabled
CRD#: 2243188
ML

Professional summary

Mark Lee Lindgren, who also goes by Mark Lindgren, is a registered financial professional currently at SUNSTREET SECURITIES, LLC located in Avondale, Arizona.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Lindgren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Lee Lindgren's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2017 - Present

SUNSTREET SECURITIES, LLC

Office #1: 10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392
RIA
BD
CRD#: 143211
Avondale, AZ
Past

February 13, 2008 - December 31, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
RAMSEY, MN
Past

February 5, 2007 - December 31, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
RAMSEY, MN
Past

August 28, 2006 - October 31, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

June 27, 2006 - July 18, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BLOOMINGTON, MN
Past

March 7, 2006 - June 13, 2006

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

February 6, 2004 - December 2, 2004

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

March 2, 1998 - February 6, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

August 30, 1996 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

August 9, 1994 - September 9, 1996

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/1/2024)
RR
Colorado
(9/15/2023)
RR
Florida
(4/1/2024)
RR
Minnesota
(1/5/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/11/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/25/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SUNSTREET SECURITIES, LLC
SUNSTREET SECURITIES, LLC

CRD#: 143211 / SEC#: , 8-67541

Delaware
Registered Investment Advisory firm - SEC (12/31/2016 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/20/2007 Approved)
New Jersey
Registered Investment Advisory firm - SEC (8/23/2018 Terminated)
Texas
Registered Investment Advisory firm - SEC (6/4/2018 Conditional Restricted)
Washington
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392
Mailing Address
10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392
Phone number
(800) 823-1822
Established
Arizona since 01/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
19

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HADDAD, MUNIB SAIDCEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER2610231

Regulatory assets under management

Total Number of Accounts48
AUM (Assets Under Management)$ 5,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUNSTREET SECURITIES, LLC

CRD#: 143211Avondale, AZ 85392

TRUST BUT VERIFY

Monitor Mark Lindgren

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Joseph A Di Vito JR
Joseph Di VitoAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Scottsdale, AZ
Derek Quinn Jackson
Derek JacksonAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
Phoenix, AZ
ZH
Zachary HollyAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
PHOENIX, AZ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.