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Daniel T. Compton

PROFESSIONAL ASSET MANAGEMENT
LENEXA, KS
Some features on this profile are disabled
CRD#: 2243170
DC

Professional summary

Daniel Timothy Compton is a registered financial advisor currently at PROFESSIONAL ASSET MANAGEMENT, INC located in Lenexa, Kansas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Daniel has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Timothy Compton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2008 - Present

PROFESSIONAL ASSET MANAGEMENT, INC

RIA
CRD#: 110212
LENEXA, KS
Past

February 20, 2013 - March 31, 2016

LEWER FINANCIAL ADVISORS, LLC

RIA
CRD#: 165381
KANSAS CITY, MO
Past

June 8, 1992 - June 4, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

June 8, 1992 - June 4, 1998

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

June 12, 1987 - December 31, 2007

PROFESSIONAL ASSET MANAGEMENT, INC

RIA
CRD#: 110212
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(1/1/2008)
IAR
Texas
(3/11/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/29/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/5/1992
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PA
PROFESSIONAL ASSET MANAGEMENT, INC
PROFESSIONAL ASSET MANAGEMENT, INC | PROFESSIONAL ASSET MANAGEMENT, INC.

CRD#: 110212 / SEC#:

Kansas
Registered Investment Advisory firm - (7/9/1985 Approved)
Texas
Registered Investment Advisory firm - (3/11/2013 Conditional Restricted)
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Contact information

Main Address
Lenexa, KS
Mailing Address
9225 Indian Creek Parkway Suite 800, Overland Park, KS 66210
Phone number
(913) 558-5903
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts70
AUM (Assets Under Management)$ 11,620,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROFESSIONAL ASSET MANAGEMENT, INC

CRD#: 110212Lenexa, KS

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