Richard Luna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Luna, who also goes by Richard Bush-luna, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2000 - June 21, 2002
BLAKE STREET SECURITIES LLC
May 18, 2000 - December 31, 2016
LUNA INVESTMENT SERVICES INC.
January 4, 1999 - June 20, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 26, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
June 10, 1994 - March 6, 1996
PRUDENTIAL EQUITY GROUP, LLC
June 29, 1992 - June 16, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLAKE STREET SECURITIES LLC
CRD#: 44905 / SEC#: , 8-50888
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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