Lawrence C. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Charles Collins, who also goes by Budge N/a Collins, Lawrence Charles Collins, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2000. Lawrence had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 3, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2007 - July 27, 2024
COLLINS/BAY ISLAND SECURITIES, LLC
June 27, 2001 - March 20, 2007
COLLINS ASSOCIATES
February 22, 2001 - August 19, 2024
COLLINS/BAY ISLAND SECURITIES, LLC
October 13, 2000 - January 11, 2001
B.B. GRAHAM & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
COLLINS/BAY ISLAND SECURITIES, LLC
CRD#: 106560 / SEC#: , 8-53021
Contact information
Red Flags
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