Mary H. Sullivan

EMERALD BAY WEALTH MANAGEMENT LLC

Tahoe City, CA 96145

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CRD#: 2242925

Professional summary

Mary Hannah Sullivan, CFP®, who also goes by Hannah Sullivan, M Hannah Sullivan, is a registered financial advisor currently at EMERALD BAY WEALTH MANAGEMENT LLC located in Tahoe City, California.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mary has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hannah Sullivan | M Hannah Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA Wildflower Guides, wholesale self-produced wildflower guides/pamphlets, Tahoe City, CA, not investment-related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Hannah Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 20, 2012 - Present

EMERALD BAY WEALTH MANAGEMENT LLC

Office #1: 210 Grove Street Po Box 5566, Tahoe City, CA 96145

RIA

CRD#: 160837

Tahoe City, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMERALD BAY WEALTH MANAGEMENT LLC

CRD#: 160837 / SEC#: 801-132168

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

California

Registered Investment Advisory firm - (4/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2012

Uniform Investment Adviser Law Examination

Current Firm

EMERALD BAY WEALTH MANAGEMENT LLC

CRD#: 160837 / SEC#: 801-132168

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

California

Registered Investment Advisory firm - (4/18/2025 Terminated)

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Contact information

Main Address

210 Grove Street, Tahoe City, CA 96145-5566

Mailing Address

P.o. Box 5566, Tahoe City, CA 96145-5566

Phone number

(415) 482-0117

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EBWM ADV PART 2A (2/11/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 184,248,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary H. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Hannah Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERALD BAY WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

EMERALD BAY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2012

Current Firm

EMERALD BAY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMERALD BAY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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