Jiten D. Mehta
Professional summary
Jiten D Mehta was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jiten is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Jiten had worked at 12 firms, which includes AVANTAX ADVISORY SERVICES, AVANTAX INVESTMENT SERVICES INC., ALLSTATE FINANCIAL SERVICES LLC, NATIONAL PLANNING CORPORATION, MONEY CONCEPTS CAPITAL CORP, INVESTACORP INC., ROBERT THOMAS SECURITIES INC, ALARON SECURITIES CORPORATION, COMPREHENSIVE FINANCIAL SERVICES INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, WASHINGTON INVESTMENT CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2002 - August 14, 2008
AVANTAX ADVISORY SERVICES
September 25, 2002 - August 14, 2008
AVANTAX INVESTMENT SERVICES, INC.
June 29, 2001 - May 20, 2002
ALLSTATE FINANCIAL SERVICES, LLC
April 10, 2000 - June 15, 2001
NATIONAL PLANNING CORPORATION
March 26, 1997 - January 28, 2000
MONEY CONCEPTS CAPITAL CORP
May 14, 1996 - April 2, 1997
INVESTACORP, INC.
July 25, 1995 - February 6, 1996
ROBERT THOMAS SECURITIES, INC
June 7, 1995 - August 22, 1995
AVANTAX INVESTMENT SERVICES, INC.
December 14, 1994 - August 5, 1996
ALARON SECURITIES CORPORATION
July 29, 1994 - November 1, 1994
COMPREHENSIVE FINANCIAL SERVICES, INC.
September 30, 1993 - June 3, 1994
IDS LIFE INSURANCE COMPANY
September 30, 1993 - June 3, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
June 24, 1992 - August 6, 1992
WASHINGTON INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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