Mark V. Hanlon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Vincent Hanlon, who also goes by Mark Hanlon, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2011 - October 3, 2014
COHEN & COMPANY SECURITIES, LLC
June 7, 2011 - July 19, 2011
COHEN & COMPANY CAPITAL MARKETS, LLC
January 5, 2010 - June 2, 2011
COHEN & COMPANY SECURITIES, LLC
May 7, 2008 - May 6, 2009
E.J. DE LA ROSA & CO., INC.
January 4, 2002 - September 13, 2007
COUNTRYWIDE SECURITIES CORPORATION
April 9, 2001 - December 31, 2001
NATIXIS DISTRIBUTION, LLC
January 12, 2000 - April 9, 2001
FUNDS DISTRIBUTOR, LLC
February 28, 1995 - March 27, 1998
PERSHING LLC
September 17, 1992 - November 2, 1994
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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