Richard M. Muhlberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Marvin Muhlberg was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2017 - March 12, 2019
CLEAR CAPITAL MANAGEMENT LP
July 16, 2002 - June 21, 2017
SPC
September 9, 1997 - June 5, 2015
SIGMA FINANCIAL CORPORATION
November 23, 1992 - September 4, 1997
VALLEY FORGE SECURITIES, INC .
June 18, 1992 - December 1, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEAR CAPITAL MANAGEMENT LP
CRD#: 172209 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 34,375,738 |
Red Flags
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