Joseph S. Todaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Salvatore Todaro, who also goes by Joseph Scott Todaro, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1994. Joseph had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 1999 - April 16, 1999
THE CONCORD EQUITY GROUP, LLC
July 14, 1998 - March 23, 1999
JOSEPH CHARLES & ASSOC., INC.
March 12, 1998 - July 15, 1998
THE HAMILTON-SHEA GROUP, INC.
June 17, 1997 - April 6, 1998
MEYERS POLLOCK ROBBINS, INC.
January 31, 1997 - June 11, 1997
CELADON FINANCIAL GROUP LLC
May 6, 1996 - October 23, 1996
LEGEND MERCHANT GROUP, INC.
February 6, 1996 - June 6, 1996
A.J. MICHAELS & CO., LTD.
March 7, 1995 - June 21, 1995
SEABOARD SECURITIES, INC.
September 9, 1994 - March 10, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
