Douglas A. Cramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Arthur Cramer was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1994. Douglas had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2004 - July 27, 2026
ALTERNATIVE ACCESS CAPITAL, LLC
February 6, 2001 - August 29, 2001
CFT SECURITIES, LLC
July 19, 1996 - November 6, 1998
SAMI BROKERAGE LLC
August 17, 1994 - November 8, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ALTERNATIVE ACCESS CAPITAL, LLC
CRD#: 129469 / SEC#: , 8-66226
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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