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Douglas A. Cramer

ALTERNATIVE ACCESS CAPITAL
Larkspur, CA 94939
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CRD#: 2242350
DC

Professional summary


Douglas Arthur Cramer is a registered financial professional currently at ALTERNATIVE ACCESS CAPITAL, LLC located in Larkspur, California.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1994. Douglas has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Douglas Arthur Cramer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 24, 2004 - Present

ALTERNATIVE ACCESS CAPITAL, LLC

Office #1: 700 Larkspur Landing Cir. Suite 245, Larkspur, CA 94939Office #2: 1005 A Street Suite 213, San Rafael, CA 94901
BD
CRD#: 129469
Larkspur, CA
Past

February 6, 2001 - August 29, 2001

CFT SECURITIES, LLC

BD
CRD#: 46226
PRINCETON, NJ
Past

July 19, 1996 - November 6, 1998

SAMI BROKERAGE LLC

BD
CRD#: 18217
STAMFORD, CT
Past

August 17, 1994 - November 8, 1994

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/14/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 11/23/1996
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AA
ALTERNATIVE ACCESS CAPITAL, LLC
ALTERNATIVE ACCESS CAPITAL, LLC

CRD#: 129469 / SEC#: , 8-66226

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
1005 A Street Suite 213, San Rafael, CA 94901
Mailing Address
1005 A Street Suite 213, San Rafael, CA 94901
Phone number
(914) 260-9950
Established
Delaware since 07/25/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CRAMER, DOUGLAS ARTHURPRESIDENT/COO/CCO/MEMBER2242350
BEATON, DANIEL STEWARTFINOP/CFO4240769

Disclosures


Regulatory Event1

Red Flags


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Company Information


ALTERNATIVE ACCESS CAPITAL, LLC

CRD#: 129469Larkspur, CA 94939

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