Darrell W. Flowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell Wayne Flowers SR, who also goes by Darrell Wayne Flowers, was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 1992. Darrell had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 1997 - June 17, 1998
A.J. MICHAELS & CO., LTD.
September 24, 1996 - February 3, 1997
ALL-TECH DIRECT, INC.
August 6, 1996 - November 5, 1996
ROBERT THOMAS SECURITIES, INC
May 9, 1995 - July 29, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 5, 1993 - May 11, 1995
ROBERT THOMAS SECURITIES, INC
April 30, 1993 - October 19, 1993
J.J.B. HILLIARD, W.L. LYONS, LLC
August 7, 1992 - April 26, 1993
HEIDTKE & COMPANY, INC.
July 2, 1992 - August 10, 1992
&PARTNERS
June 10, 1992 - July 14, 1992
H. L. CAMP & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A.J. MICHAELS & CO., LTD.
CRD#: 19883 / SEC#: , 8-37891
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
