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Darrell Wayne Flowers Sr

CRD# 2242139·Registered 1992 - 1998
Previously Registered: Being a previously registered professional could mean that Darrell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darrell Wayne Flowers SR, who also goes by Darrell Wayne Flowers, was a registered financial advisor. Darrell was a previously registered financial professional and started their career in finance 1992 - 1998. Darrell had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darrell Wayne Flowers

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

A.J. MICHAELS & CO., LTD.·CRD# 19883
BD
Hauppauge, NY
June 16, 1997 - June 17, 1998
ALL-TECH DIRECT, INC.·CRD# 13992
BD
Montvale, NJ
September 24, 1996 - February 3, 1997
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
August 6, 1996 - November 5, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 9, 1995 - July 29, 1996
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
November 5, 1993 - May 11, 1995
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
Louisville, KY
April 30, 1993 - October 19, 1993
HEIDTKE & COMPANY, INC.·CRD# 13951
BD
Nashville, TN
August 7, 1992 - April 26, 1993
&PARTNERS·CRD# 3767
BD
Nashville, TN
July 2, 1992 - August 10, 1992
H. L. CAMP & COMPANY, INC.·CRD# 17005
BD
Nashville, TN
June 10, 1992 - July 14, 1992

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Current Firm

AM
A.J. MICHAELS & CO., LTD.

A.J. MICHAELS & CO., LTD. | BEST INVESTORS GROUP, INC.

CRD#: 19883 / SEC#: 8-37891
BD
Terminated by SEC on 07/27/1998

Contact Information

Established

New York since 03/13/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1995About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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