Brian Patrick Maruschak | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Patrick Maruschak, who also goes by Brian P Maruschak, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Brian P Maruschak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BRIAN MARUSCHAK, 574 DREAMA DR, DAVENPORT, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/02/92, NIR, 5/WK-5/TRADING 2) BRIAN MARUSCHAK, 574 DREAMA DRIVE, DAVENPORT, FL, CPA/ENROLLED AGENT/TAX PREPARER/ACCOUNTING SERVICES,5/WK- 0 TRADING HOURS SINCE 1/14/2000 3) RECRUITING REGISTERED REPS TO TOWER SQUARE IN THE STATE OF FLORIDA, WHICH I WILL SUPERVISE 16HRS/WEEKDAYS FROM PERSONAL ADDRESS BEGINNING 3/2011 4) RECRUIT INSURANCE AGENTS TO MY VARIOUS FIXED INSURANCE GA CONTRACTS WITH OHIO NATIONAL, AND COMPANIES THAT ATLANTIC FINANCIAL GROUP AND MEDALLION FINANCIAL REPRESENT 16HRS/WEEKDAYS FROM PERSONAL ADDRESS BEGINNING 3/2011. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/30/2011

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 2, 2011 - December 5, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Davenport, FL

Past

September 29, 2011 - December 5, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Davenport, FL

Past

March 3, 2009 - October 6, 2011

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

LONGWOOD, FL

Past

October 9, 2008 - October 6, 2011

TOWER SQUARE SECURITIES, INC.

BD

CRD#: 833

LONGWOOD, FL

Past

January 17, 2008 - October 13, 2008

THE O.N. EQUITY SALES COMPANY

BD

CRD#: 2936

WINTER SPRINGS, FL

Past

August 6, 2007 - January 16, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

BOARDMAN, OH

Past

July 18, 2007 - January 16, 2008

CETERA ADVISORS LLC

BD

CRD#: 10299

BOARDMAN, OH

Past

January 14, 2003 - July 18, 2007

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

LONGWOOD, FL

Past

September 27, 2001 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

BD

CRD#: 38697

LONGWOOD, FL

Past

January 5, 2001 - August 8, 2001

PRIME CAPITAL SERVICES, INC.

BD

CRD#: 18334

POUGHKEEPSIE, NY

Past

July 31, 1997 - December 31, 2000

LEGACY FINANCIAL SERVICES, INC.

BD

CRD#: 38697

PETALUMA, CA

Past

June 15, 1992 - December 31, 1993

NEW ENGLAND SECURITIES

BD

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 10/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 12/17/1997

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 7/30/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 5/15/1998

General Securities Principal Examination

Principal/Supervisory Exam

RR

Series 26

Date: 10/15/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian P. Maruschak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

THE O.N. EQUITY SALES COMPANY

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

PRIME CAPITAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/1999

Series 63

Date: 10/5/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1997

Series 6

Date: 7/30/1997

Series 24

Date: 5/15/1998

Series 26

Date: 10/15/1997

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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