Edward D. Griffin

B.O.S.S. RETIREMENT ADVISORS

Salt Lake City, UT 84121

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CRD#: 2242054

Professional summary

Edward Dennis Griffin, who also goes by Ed Griffin, is a registered financial advisor currently at B.O.S.S. RETIREMENT ADVISORS, LLC located in Salt Lake City, Utah.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Edward has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: VARIOUS INSURANCE CARRIERS, INVESTMENT RELATED: N/A, ADDRESS: N/A, NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE:, APPROX. NUMBER OF HOURS PER MONTH:, APPROX. NUMBER OF HOURS DURING TRADING HOURS:, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE AND ANNUITIES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Dennis Griffin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2016 - Present

B.O.S.S. RETIREMENT ADVISORS, LLC

Office #1: 2825 E. Cottonwood Pkwy, Suite 380, Salt Lake City, UT 84121

RIA

CRD#: 171143

Salt Lake City, UT

Past

November 8, 2011 - April 5, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

DRAPER, UT

Past

November 4, 2011 - April 5, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

DRAPER, UT

Past

April 22, 2008 - November 9, 2011

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

MURRAY, UT

Past

April 10, 2008 - November 9, 2011

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

MURRAY, UT

Past

March 22, 2002 - April 21, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIDVALE, UT

Past

September 17, 2001 - April 21, 2008

LPL FINANCIAL LLC

CRD#: 6413

MIDVALE, UT

Past

March 7, 2000 - August 10, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 14, 1999 - March 6, 2000

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

December 15, 1997 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

June 12, 1997 - January 26, 1998

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

May 17, 1997 - July 24, 1997

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

March 18, 1996 - May 17, 1997

VARIABLE ASSET STRATEGIES, INC.

CRD#: 37027

GREENWOOD VILLAGE, CO

Past

June 6, 1994 - March 5, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

June 6, 1992 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

B.O.S.S. RETIREMENT ADVISORS, LLC

B.O.S.S. RETIREMENT ADVISORS, LLC | B.O.S.S. WEALTH PLAN RETIREMENT SOLUTIONS, LLC | B.O.S.S. WEALTH PLAN RETIREMENT SOLUTIONS

CRD#: 171143 / SEC#: 801-117974

RIA

Registered Investment Advisory firm - (1/22/2020 Approved)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/19/2016)

IAR

Utah
(3/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/26/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/2006

General Securities Principal Examination

Current Firm

B.O.S.S. RETIREMENT ADVISORS, LLC

B.O.S.S. RETIREMENT ADVISORS, LLC | B.O.S.S. WEALTH PLAN RETIREMENT SOLUTIONS, LLC | B.O.S.S. WEALTH PLAN RETIREMENT SOLUTIONS

CRD#: 171143 / SEC#: 801-117974

RIA

Registered Investment Advisory firm - (1/22/2020 Approved)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

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Contact information

Main Address

3400 N Ashton Blvd Suite 190, Lehi, UT 84043

Mailing Address

Phone number

(801) 990-5055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	11,886
AUM (Assets Under Management)	$ 1,060,864,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward D. Griffin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Dennis Griffin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

ZIONS DIRECT, INC.

AMERICAN INVESTMENT SERVICES, INC.

VARIABLE ASSET STRATEGIES, INC.

WMA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

B.O.S.S. RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/1998

Series 63

Date: 5/26/1992

SIE

Date: 4/5/2016

Series 7

Date: 7/9/1997

Series 6

Date: 5/26/1992

Series 24

Date: 2/4/2006

Current Firm

B.O.S.S. RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

B.O.S.S. RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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