Scott E. Schalk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Edward Schalk, who also goes by Scott E Schalk, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 15 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2024 - February 28, 2024
I-BANKERS SECURITIES, INC.
February 6, 2018 - February 28, 2024
I-BANKERS DIRECT, LLC
January 4, 2017 - December 31, 2020
I-BANKERS SECURITIES, INC.
August 27, 2012 - December 8, 2016
DAWSON JAMES SECURITIES, INC.
February 18, 2011 - September 25, 2012
WESTPARK CAPITAL, INC.
May 8, 2009 - June 13, 2009
NATIONAL SECURITIES CORPORATION
August 12, 2004 - March 7, 2011
DAWSON JAMES SECURITIES, INC.
September 16, 2002 - October 26, 2004
VIEWTRADE FINANCIAL
May 28, 2002 - October 21, 2002
STONEX SECURITIES INC.
September 13, 2001 - May 7, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 26, 1998 - September 28, 1998
J.P. TURNER & COMPANY, L.L.C.
July 10, 1997 - August 14, 1998
M.S. FARRELL & COMPANY, INC.
September 22, 1995 - January 29, 1997
THE THORNWATER COMPANY, L.P.
May 25, 1994 - September 18, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 9, 1993 - June 9, 1994
THE WELLINGTON GROUP, INC.
October 26, 1992 - November 10, 1992
INVESTORS ASSOCIATES, INC.
October 26, 1992 - February 8, 1993
BARINGTON CAPITAL GROUP, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
I-BANKERS SECURITIES, INC.
CRD#: 41352 / SEC#: , 8-49385
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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