Forrest G. Walson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Forrest Graham Walson was a registered financial professional .
Forrest is a previously registered financial professional and started their career in finance in 1992. Forrest had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2003 - September 17, 2022
WALSON & ASSOCIATES INC
July 8, 1997 - December 31, 2002
WALSON & ASSOCIATES INC
June 17, 1992 - May 14, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
WALSON & ASSOCIATES INC
CRD#: 106315 / SEC#: 801-39846
Contact information
Regulatory assets under management
| Total Number of Accounts | 102 |
| AUM (Assets Under Management) | $ 39,717,924 |
Red Flags
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