Shannon M. Burhance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Margaret Burhance, who also goes by Shannon Burhance, Shannon Margaret Reynolds, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 1992. Shannon had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1994 - April 16, 2018
THOMAS P. REYNOLDS SECURITIES LTD.
June 24, 1993 - November 16, 1993
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 1, 1992 - June 24, 1993
SELIGMAN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 7/16/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
THOMAS P. REYNOLDS SECURITIES LTD.
CRD#: 6414 / SEC#: , 8-26155
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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