Robert A. Weiss
Professional summary
Robert A Weiss, who also goes by Robert Allen Weiss, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Naples, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert A Weiss's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert A Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 3777 Tamiami Trail North Suite 100, Naples, FL 34103July 31, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 3777 Tamiami Trail North Suite 100, Naples, FL 34103August 5, 2025 - September 23, 2025
KEY INVESTMENT SERVICES LLC
September 6, 2023 - July 13, 2024
J.P. MORGAN SECURITIES LLC
August 31, 2023 - July 13, 2024
J.P. MORGAN SECURITIES LLC
March 2, 2021 - July 17, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
March 2, 2021 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
December 9, 2019 - November 12, 2020
BB&T SECURITIES, LLC
June 20, 2017 - December 31, 2017
GFO ADVISORY SERVICES, LLC
June 5, 2017 - November 12, 2020
TRUIST ADVISORY SERVICES, INC.
December 16, 2016 - November 11, 2020
TRUIST INVESTMENT SERVICES, INC.
June 23, 2011 - December 13, 2016
J.P. MORGAN SECURITIES LLC
April 24, 2009 - October 21, 2010
J.P. MORGAN SECURITIES LLC
September 29, 2006 - October 27, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 4, 2001 - October 3, 2006
SANFORD C. BERNSTEIN & CO., LLC
November 23, 1999 - January 26, 2001
UBS FINANCIAL SERVICES INC.
August 6, 1998 - November 29, 1999
CITICORP INVESTMENT SERVICES
December 19, 1996 - August 19, 1998
M&T SECURITIES, INC.
July 10, 1992 - January 19, 1996
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2025)
(9/24/2025)
Exams
FINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
